Broker Dealers, Introducing Brokers, Non-US Brokers

TWS Financial can provide you with execution services and a complete private labeled package including:

• Execution services
  
• Trading software
  
• Sub-clearing

Introducing Brokers, Branch Office, or Satellite Office

• Execution
  
• Trader support
  
• Back office
  
• Connectivity
  
• Clearing
  
• Accounting
  
• Compliance
  

Contact us

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Non-US Broker

TWS Financial, LLC is a fully disclosed introducing broker dealer.

For non US broker dealer looking for execution services and clearing on the US markets, TWS Financial, LLC is the solution for you.

Providing:

• Level II with DAS order execution to the NASDAQ, NYSE Euronext, and ECN's
• Web trading direct access software with order routing to ECN's
  
• Omnibus Accounts
  

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Services & Support for the Broker:

Account and firm wide daily and monthly reporting:
Orders with complete execution details.
Buy/sell history.
Open positions on a given day.
Voulme routed to each destination.
Commission.
Custom reports available.
End of day activity report - emailed.
Web-based administration to create accounts and users, control user access to accounts (both traders and BD staff - via reg rep number if desired), manage risk and commissioning.
Flexible commissioning structures - per shares, per order, recover execution and clearng fees - configurable on an account by account basis.

Clearing firm integration:

Trades communicated to your clearing firm at end of each day
Account balances, positions, buying powers retrieved from clearing firm start of each day
Shortable stock lists
Integrate new clearing firms on an as needed basis.
OATS Reporting - either reported to NASDR on behalf of the BD or sent to the BD for their own reporting.
Private labeling and custom development available.

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